- Conduct enhanced client due diligence at initial onboarding and for ongoing reviews, utilising electronic database and/or public information to form a holistic view of the client.
- Conduct quality assurance sampling checks on various processes such as onboarding, verification, and transactions.
- Assist the AML Manager to produce management information reports.
- Review transaction monitoring alerts and investigate any unusual activities. Where suspicion is formed escalate and assist in submitting suspicion matter report as required.
- Assist the AML manager with developing and maintaining transaction monitoring rules and typologies.
- Assist with conducting periodic AML/CTF risk assessments and other ad-hoc compliance assessments.
- Assist from an AML compliance perspective on new initiatives and projects as assigned by the AML manager.
- Assist the AML manager with coordinating regulatory or AML/CTF audits and preparing regulatory reports such as AUSTRAC Compliance Reports for the group entities.
- Assist the AML manager in developing and maintaining AML/CTF policies/procedures and controls to comply with legislative requirements.
- A minimum of 2 years of experience in a financial crime-related role within a Financial Institution.
- Robust knowledge of Australian AML/CTF legislation and regulations, similar knowledge of any overseas jurisdiction is also desired.
- Good understating of investment and trading products.
- Great written and verbal communication skills, and having a collaborative approach.
- An enquiring and analytical mindset with high attention to detail.
- Ability to work proactively and independently has a positive and enthusiastic work attitude.
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AML Analyst - Sydney, Australia - TMGM
Description
About TMGM
TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.
At TMGM, our vision goes beyond providing a platform for trading; we aspire to empower our clients with the best trading conditions. We leverage industry-leading and cutting-edge innovative platforms to ensure that your trading experience is nothing short of exceptional. Our relentless commitment to research and development continually pushes the boundaries of liquidity and usability, giving you the tools you need to thrive in an ever-evolving financial landscape.
About the Role
Under the supervision of the AML Manager, the AML Analyst undertakes daily responsibilities associated with Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF). Additionally, they assist the AML Manager in overseeing compliance with AML/CTF regulations across the organization. Collaborating with various departments as needed, the AML Analyst ensures prompt and proficient execution of all AML requirements.
Key Responsibilities
Requirements
