Compliance Manager - Sydney, Australia - Perigon Group

Perigon Group
Perigon Group
Verified Company
Sydney, Australia

2 days ago

Olivia Brown

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Olivia Brown

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Description
Hybrid / WFH environment

  • Great salary, bonus and benefits
  • CBD location
An excellent opportunity for an experienced Compliance Manager to join a prestigious Financial Services group.

This is a unique Compliance Manager career opportunity to join a reputable & well established financial services firm. The company specialise within Wealth Management, Investment Advice and Asset Management.
Working closely with the talented Head of Compliance & Risk, this role focuses around the following tasks:

  • Providing commercial and accurate advice to the business relating to compliance matters.
  • Undertaking assessment of the compliance processes across all business units.
  • Implementing continuous enhancements to improve compliance frameworks.
  • Monitoring industry developments and communicating with the relevant business units.


This role is to join a boutique team whereby you will gain invaluable insight & exposure across the business - and your contribution will have a direct impact on the success of the governance programme.


To be considered you have:

  • Solid compliance & risk work experience within the Financial Services sector.
  • Strong knowledge of regulatory policy and licensing obligations in Australia.
  • Exceptional stakeholder management and communication skills both verbal and written.
  • Strong business acumen.
  • Ideally hold a Legal qualification or legal working experience.
We require a focused professional who wants to enhance their compliance & risk experience.
Applications welcomed to Niamh at Perigon Group.

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