Compliance Analyst - Sydney, Australia - Compliance and Risk Management Recruitment
Description
Banking & Finance- Banking
- Compliance
- Sydney
- Permanent / Full Time
18th April, 2023:
Our client is a well-known organisation in the financial markets space. They are looking for a Compliance Officer to join their established team.
Reporting to the Senior Compliance Manager, responsibilities will include:
- Maintenance of registers, including policy, training, and regulatory engagement register
- Drafting of quarterly management reports
- Engaging with regulators (ASIC) including responding to notices
- Keeping up to date with regulatory changes
- Liaising with internal stakeholders
- Adhoc compliance duties
- Compliance
- Enthusiastic, dynamic, and keen to learn attitude
- Solutionsoriented, autonomous, and curious
- Relevant qualifications
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