Compliance Analyst - Sydney, Australia - Compliance and Risk Management Recruitment

Olivia Brown

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Olivia Brown

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Description
Banking & Finance

  • Banking
  • Compliance
  • Sydney
  • Permanent / Full Time

18th April, 2023:

Our client is a well-known organisation in the financial markets space. They are looking for a Compliance Officer to join their established team.

Reporting to the Senior Compliance Manager, responsibilities will include:


  • Maintenance of registers, including policy, training, and regulatory engagement register
  • Drafting of quarterly management reports
  • Engaging with regulators (ASIC) including responding to notices
  • Keeping up to date with regulatory changes
  • Liaising with internal stakeholders
  • Adhoc compliance duties
  • Compliance
or legal background within financial services, ideally in financial markets

  • Enthusiastic, dynamic, and keen to learn attitude
  • Solutionsoriented, autonomous, and curious
  • Relevant qualifications

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