Compliance Officer - New South Wales - Qube Markets

    Qube Markets
    Qube Markets New South Wales

    1 week ago

    Description

    Job Description:

    • Support ongoing compliance with ASIC, AFSL, and applicable Australian financial services laws and regulatory requirements
    • Maintain and update compliance registers
    • Assist with internal compliance monitoring and periodic reviews

    The Compliance Officer will also assist with corporate services such as maintaining statutory registers, coordinating with external corporate service providers, and drafting/reviewing company documentation.


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