Institutional Banking - Sydney, Australia - Anton Murray Consulting

Description

Sydney
Investment Banking
Permanent

Our client is seeking an experienced KYC / Due Diligence analyst – coming from an institutional / corporate banking KYC background. The Due Diligence Officer is responsible for institutional client KYC/ onboarding and due diligence for corporate and institutional banking clients.

KYC Client on-boarding

• Check if clients' documents are in place and correctly filed
• KYC Checking: verification KYC forms completed and verification supporting documents against the checklist
• Input data in KYC Form and control data quality
• Check and upload clients' documents
• Handle the workflow with stakeholders (Compliance, B/L) until final sign-off
• Instruct Client Referential team to open client accounts in accounting and Back Office systems

KYC re-certification (periodical task depending on customer sensitivity):

• Check the KYC master list and select the client group needs to be reviewed
• KYC Checking: verification KYC forms completed and verification supporting documents against the checklist
• Input data and control data quality
• Check and upload clients' documents
• Handle workflow w/ stakeholders (Compliance, B/L) to final sign-off
• KYC freeze process and monitoring
• Verify the correctness of the amendment instruction (e.g. company search and signature verification), list of authorised signatures or SSI.
• Data update and legal document upload (e.g. new registered address, new business address, new legal name)
• Handle the workflow (to be signed-off by SBO

Experience:

• Minimum 2-5 years' Due Diligence / KYC experience required from Corporate / Institutional Banking
• Knowledge of corporate banking products
• Tertiary studies in the banking / finance industry
• Sound experience in a customer service environment