Compliance Manager Stockbroking - Sydney

We re a long-established Australian investment manager and stockbroker known for our integrity professionalism and strong client relationships. · Prior experience in investment or portfolio administration ideally within managed funds or stockbroking. · ...

We're seeking dynamic and driven professionals to join our Relationship Management Team team as Relationship Managers/Client Success Managers. · Are you passionate about financial markets and building lasting relationships with high-value clients? Join an award-winning stockbrok ...

We are on the lookout for an Ombudsman to join our vibrant Investments and Advice (I&A) decision-making team. · ...

Sales manager to lead, close and drive growth in a high-performance financial firm. · ...

We are on the lookout for an Ombudsman to join our vibrant Investments and Advice (I&A) decision-making team.This role is crucial in resolving both standard and complex I&A disputes, with a special focus on consumer claims under the Compensation Scheme of Last Resort. · ...

We are on the lookout for an Ombudsman to join our vibrant Investments and Advice (I&A) decision-making team. · ...

We are on the lookout for an Ombudsman to join our vibrant Investments and Advice (I&A) decision-making team.This role is crucial in resolving both standard and complex I&A disputes, · with a special focus on consumer claims under the Compensation Scheme of Last Resort. · We offe ...

You'll drive positive outcomes for our customers in this Group 4 role managing your career, work and life in a collaborative team environment. You will own the execution of the 'I manage my investments – High Net Worth' subdomain roadmap delivering future state design of stockbro ...

We are seeking a Legal Counsel to join our team in Sydney. As a key contributor within a fast-paced financial technology environment, you will provide critical legal support that influences strategic decisions across our operations. · Report to and assist the Senior Legal Counsel ...

We're seeking a driven and experienced Sales Manager to spearhead growth for our client across the ANZ region in the cybersecurity and mobile security space, · Own and deliver annual sales quotas. · Build and execute sales strategies and account plans. · ...

We are AUSIEX With over 25 years of experience in the local market and the backing of a multinational trading technology powerhouse we're AUSIEX We specialise in equities execution clearing & settlement services and equities administration for financial intermediaries Since 1994 ...

This Group 4 role involves driving positive outcomes for customers and managing career growth in a collaborative team environment. · ...

We're seeking a driven and experienced Sales Manager to spearhead growth for our client across the ANZ region in the cybersecurity and mobile security space. · Own and deliver annual sales quotas. · Build and execute sales strategies and account plans. · Able to uncover customer ...

We are inviting expressions of interest from high-calibre Investment Banking professionals for a number of positions scheduled to go live in the New Year across leading global and top-tier domestic investment banks in Australia. · ...

As a Group 4 Sub-Domain Orchestration Lead you will own the execution of the I manage my investments – High Net Worth subdomain roadmap delivering the future state design of stockbroking/wealth platforms and end to end processes. · ...

A leading Wealth Management firm is seeking an Executive Assistant to support their Executive Chairman. · Manage the Executive Chairman's diary and schedule meetings (Zoom or in-person) · Coordinate travel efficiently · Prepare documents and correspondence for internal and extern ...

If you also believe that everyone should be able to achieve their financial potential, then you'll love contributing to CMC Markets' company vision of providing the ultimate trading experience. · ...

Tiger Brokers (AU) Pty Limited is looking for an experienced Senior Compliance Officer to join their compliance department. The role involves drafting and updating company policies, procedures, and controls to identify regulatory risks. · Drafting and updating company policies, ...

If you also believe that everyone should be able to achieve their financial potential, then you'll love contributing to CMC Markets' company vision of providing the ultimate trading experience. · Seize the opportunity to progress your career in the fintech industry by joining a g ...

We're seeking a driven and experienced Sales Manager to spearhead growth for our client across the ANZ region in the cybersecurity and mobile security space with a strong focus on the Banking and Financial Services sector. · ...