Bank Legal and Compliance - Council of the City of Sydney, Australia - Baygroup United

Description

$100,000 – $130,000 packages PLUS BONUS

**NOTE: Only Australian citizens or permanent residents will be considered for this role

KEY REQUIREMENT: Both Mandarin and English Fluency

BANK COMPLIANCE OFFICER

• Enjoy ultra-modern new offices in Sydney, CBD
• Grow your profile in Corporate Banking
• Permanent full-time position

THE POSITION

A Full-Time permanent position has arisen for the successful candidate to help an international Bank manage legal and compliance responsibilities critical to their operations.

KEY RESPONSIBILITIES

• Facilitate translation of reports and notices from head office and provide reports and responses to home office inquiries as appropriate
• Provide training including induction training for all new staff as well as ongoing compliance & legal training
• Review and update policies and procedures that support the compliance framework
• Draft reports to the head office on a quarterly and semi-annual basis
• Prepare periodic reports for the Risk Committee and senior management and assist in drafting reports for the regulators
• Maintain and keep the Compliance & Legal Registers up to date
• Update the obligation register and facilitate the quarterly obligations attestation from the head of the departments
• Champion the regulatory change triage
• Administrate Power of Attorney, Delegation of Authority and the Authorised Signatories List
• Prepare and assist in lodging regulatory notifications/reports/submissions
• Conduct legal research and legal reviews on products, contracts, marketing materials and other legal documents
• Provide legal opinions on internal inquiries and manage legal orders/cases
• Assist where necessary in the compliance monitoring activities on a monthly, quarterly and ad hoc basis
• Other duties to be determined by the Acting head of CLD
  

Skills, Experience, Education, Licences / Certificates and Knowledge Required

• Bachelor degree in Law or similar
• Knowledge of the Australian financial services laws and regulations including licensing requirements
• Knowledge of APRA Prudential Standards and AML requirements
• Language skills to accurately translate between English and Mandarin
• Proficiency in Microsoft Office applications
• Excellent verbal and written communication skills
• Confident and able to communicate effectively with both peers and management
  

Which of the following statements best describes your right to work in Australia?

How many years' experience do you have as a Legal and Compliance Officer?

How many years' experience do you have in corporate & commercial law?

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