Rabobank R

Control Room Compliance Analyst (BB-3D01C)

Found in: Fidanto AU

A bit about us Rabobank is a global Food Agriculture Bank. In Australia, our Country Banking division forms our core business and has 61 branches nationally. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and customers is at the heart of everything we do. Full time permanent opportunity Partner with Compliance team to act as SME Performing the monitoring activities relating to employees personal trading A bit about the role Reporting to the Head of Specialised Compliance, we are currently looking for a Control Room Analyst to join our highly regarded Compliance team in our head office in Sydney. The role is responsible for performing the monitoring activities relating to employees personal trading, Gifts Hospitality, Alternative Investments Outside Interests, in order to identify any existing or potential Conflict of Interest, Market Abuse or Corruption behaviour. This includes but is not limited to daily operations of the Control Room, development, implementation, and maintenance of associated policies and procedures especially concerning monitoring activities, investigation and tracking of incidents and breaches related to the Control Room function. This role supports the Specialised Compliance Team activities to ensure best practice standards are implemented across Region Australia, New Zealand, meeting local and global legislation as well as global requirements. Key responsibilities and accountabilities Monitoring activities relating to employees personal trading, Gifts Hospitality, Alternative Investments Outside Interests, in order to identify any existing or potential Conflict of Interest, Market Abuse or Corruption behaviour. Draft monitoring reports for management regarding identified breaches, findings and recommendations, for board and committee reporting. Collaborate with business units to incorporate compliance strategies into their business strategies Assist in monitoring insider designation and communicating requirements to insiders in line with internal policies, standards and procedures. Work with Control Room officers on specific projects or BAU tasks. Support the Control Room team to perform monitoring and surveillance of the global system ClientLink our global Wholesale client management system . Support the Control Room team in deal and transaction clearance procedures. Assist the Control Room team to maintain up-to-date policies, standards, procedures and manuals. Assist in preparation and delivery of compliance training for employees What we are looking for To be successful in this role you will Have a minimum 2-3 years experience within control room or compliance in a comparable role within global banking and a keen interest in anthropology of finance Previous experience in compliance audit regulator risk management related activities. Have good understanding of the Australian and New Zealand Market and Conduct regulatory environment and requirements Be willing to initiate difficult conversations when necessary and manage stakeholder expectations Previous experience in Control Room or Conflict of Interest Management desirable Our Values, Vision and Mission Rabobank Australia fully embraces inclusion and belonging and delivers positive experiences for our people and clients. Our great working conditions, broad learning and development programmes and the opportunity to work together for the greater good are reasons why our employees love working here. We are committed to our values we are client focussed, action oriented, purposeful and courageous in our work. We are professional and considerate and bring out the best in each other and are committed to keep learning. We have an open culture, where you can be yourself and be valued for who you are. What we're proud to offer you Career development Employee insurance cover Flexible ways of working Bonus annual leave Rabobank is committed to a culture where diversity and inclusion is valued, respected and encouraged. We welcome applicants from diverse cultures, faith and sexual orientation. Rabobank is not accepting submissions from recruitment agencies for this role. Only Australian citizens or permanent residents will be considered. If you are interested in Growing a Better World Together please follow the link and apply online or visit careers Report this job advert

calendar_today4 days ago


location_on Sydney, Australia

work Rabobank

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