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Compliance Professional Standards Financial Planning (BB-BD581)

Found in: Fidanto AU

The opportunityOne of Australia's leading National AFS Licensees, is seeking a Compliance expert to join our Professional Standards team. Reporting to the Head of Professional Standards, this role offers excellent scope for you to display and enhance your current skills.You will pro-actively support our Financial Planning and Accounting practices across Australia by Conducting regular compliance auditsPreparing and issuing audit reportsManaging compliance remediation programsParticipating in and driving compliance related projectsCoaching advisers to achieve satisfactory compliance standardsConduct compliance Inductions and training programsAssisting with the pre vetting of statements of adviceBeing a key contact for compliance related enquiresAssisting with complaint resolution and AFCA liaisonWhat we offerWe have a highly respected and professional reputation within the Australian market which in turn sees our business continue to grow year on year.Excellent work environment that is innovative and enjoyableIndustry leading financial planning and accounting value propositionCareer development opportunities in area that is of interest to youSkills Experience Minimum 3 years in a Compliance roleIdeally a background in Para planningExposure to using Xplan SoftwareRelevant tertiary industry qualificationsUnderstanding of relevant regulatory obligations and their applicationStrong understanding of industry concepts and strategiesDetailed knowledge of the complete advice processInvestment and risk insurance product knowledgeExcellent relationship management abilitiesWillingness to bring new ideas and innovationFirst class communication and organizational skillsFirst class business writing skillsStrong computer literacyAbility to work to deadlinesIf you have the necessary skills and experience and feel you would be a great fit to our team, please apply now to info Report this job advert

calendar_today5 days ago


location_on Melbourne, Australia

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