Leading financial services brand is looking for a seasoned compliance professional with a solid understanding of the asset management market in Australia. You must possess prior experience in managing a Compliance or Legal team.
Reporting to the CRO in this rare strategic opportunity, you will be responsible for leading a highly experienced compliance team within the asset management sector. You will also have the following, but not limited to, within your remit: Lead the maintenance and implementation of an effective compliance framework and operating model within the asset management business, and the broader Group. Drive a best practice approach to Compliance management Engage with senior business leaders to understand business strategy and provide forward looking advice and insight Facilitate change management in compliance across the Three lines of defence in the Group Work closely with other risk and compliance business partners to ensure delivery of the overall Compliance strategy Use your prior experience and understanding of the asset management experience in the market in Australia - challenges, trends, competitive & regulatory environment - to lead your team to provide quality compliance advice and support to relevant parties Manage the relationship with Australian regulators Provide Group wide leadership including accountability of breach committee and reporting to several boards and committees Drive the delivery of projects across Reg change and AML/Sanctions audits.
Relevant tertiary qualifications, ideally legally qualified Experience creating and maintaining a high performing but commercial compliance culture within a financial services environment, across asset management products Exceptional people leadership skills, having managed high performing teams previously Excellent written and verbal communication skills to effectively communicate and engage with senior management, regulators and external providers Understanding of current compliance and AML regulations surrounding asset management Ability to think strategically and holistically Global experience is preferred, but not essential.
Skills & Experience
A broad scope role working with highly regarded professionals. A highly visible role to boost your profile and add value to your career. Backed by a large company you are well renumerated, have access to some of the best benefits in the market along with flexible working arrangements.